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Showing 301 to 310 of 570 search results for senior insurance managers regime.
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Pre-application support service (PASS)
Find out more about the support we can provide in advance if you are considering applying for registration or authorisation in the UK, applying for rule waivers, or making a change in control notification. -
FCA publishes 2016/17 Business Plan
extend the Senior Managers and Certification Regime to all FSMA firms, supervising the major UK FICC benchmarks and launching the 'Regulatory Sandbox' to give firms a safe space to test innovative -
FCA proposes new measures to maintain firms’ focus on culture
The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The -
Rising to the occasion on private markets
Speech by Nikhil Rathi, at the Investment Association Annual Dinner. -
Cryptoassets: What we expect to see in your application for registration
Make sure you understand FCA expectations, the information you need to provide and the key areas to focus on when applying to the FCA for registration under the Money Laundering Regulations -
The rapidity of change
Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version. -
Onshoring updates to our Handbook and Technical Standards
We explain how we’ve prepared our Handbook and Technical Standards for the end of the transition period. -
Berne Financial Services Agreement for UK and Swiss firms
The BFSA allows UK and Swiss firms to provide certain financial services on a cross-border basis. -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay. -
Apply to become a general insurance intermediary
Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website.