Showing 31 to 40 of 570 search results for senior insurance managers regime.

31. Operational resilience

    Firms

    Published: 13/05/2017

    Last modified: 14/07/2026

    The FCA sets out the requirements of its policy and how to report an operational disruption.

32. Fitness and Propriety (F&P)

    Firms

    Published: 30/03/2023

    Last modified: 30/03/2023

    Senior Management Functions (SMFs) and Certification Staff need to be fit and proper for their roles. See how our Fitness and Propriety (F&P) requirements apply to your firm.

33. PS18/14: Extending the Senior Managers and Certification Regime to FCA firms – Feedback to CP17/25 and CP17/40, and near-final rules

    Policy statements

    Published: 26/07/2017

    Last modified: 04/07/2018

    We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.

34. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4

    Policy statements

    Published: 26/07/2019

    Last modified: 26/07/2019

    The Senior Managers & Certification Regime (SM&CR) was introduced for banking firms in 2016 and insurers in December 2018. It will apply to solo-regulated firms from December 2019.

35. Event costs

    Last modified: 13/11/2025

    Overall approximate costs for public events that the FCA organises and publicises, from April 2013 onwards.

36. New accountability regime for banks and insurers comes into force

    Press Releases

    Published: 07/03/2016

    Last modified: 19/04/2016

    The Senior Managers Regime for the banking sector and the Senior Insurance Managers Regime both come into force today. ... As a subsidiary of the FCA, the Payment Systems Regulator (PSR), has also applied the Senior Managers Regime internally.

37. Rules that apply to firms in SRO and fund operators in the TMPR

    Markets

    Published: 19/08/2020

    Last modified: 02/01/2024

    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).

38. Apply to become a pre-paid funeral plans firm

    Firms

    Published: 11/06/2021

    Last modified: 13/09/2024

    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.

39. Register for Connect

    Firms

    Published: 03/05/2016

    Last modified: 27/03/2026

    Connect is the system for submitting applications and notifications. Find out how your firm can register on Connect.

40. About the FCA

    About us

    Published: 17/04/2016

    Last modified: 09/07/2026

    The FCA enables a fair and thriving financial services market for the good of consumers and the economy. Find out more about our role.