Search results
Showing 321 to 330 of 570 search results for senior insurance managers regime.
-
Submit a change in control notification
Find out how to prepare your notification and understand what happens after you submit it. -
Compliance, Culture and Evolving Regulatory Expectations
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight. -
Client money and assets reporting
Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR. -
The future of LIBOR
Speech by Andrew Bailey, Chief Executive of the FCA, at Bloomberg London. -
Overall responsibility and the legal function: DP16/4
In September 2016, we launched Discussion Paper DP16/4 to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime. -
FCA publishes final report into asset management sector
The Financial Conduct Authority (FCA) has today published the final findings of its asset management market study and announced the package of remedies it will take forward to address the concerns identified in its interim report into the sector. -
Open enforcement investigations information - October 2020
FCA provides information on the number of open enforcement investigations. -
Information on list of principal firms - January 2025
FCA provides information on list of principal firms. -
Primary Market Bulletin 49
This edition of the FCA’s Primary Market Bulletin covers long-term incentive plans, global depositary receipts, disclosure and filing requirements for Annual Financial Reports, ethnicity reporting, and ISSB standards. -
AI Sprint summary
How the FCA is using feedback from the AI Sprint and how we want to continue working together.