Showing 41 to 50 of 570 search results for senior insurance managers regime.

41. FCA perimeter report

    Corporate documents

    Published: 26/03/2026

    Last modified: 16/07/2026

    The FCA's perimeter sets out what it does and doesn't regulate. This update sets out the current issues it sees around the perimeter and actions needed in response.

42. Authorisation and registration application fees

    Firms

    Published: 06/08/2017

    Last modified: 13/07/2026

    Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

43. Climate Financial Risk Forum (CFRF)

    Firms

    Published: 10/08/2019

    Last modified: 05/06/2026

    The CFRF aims to enhance the financial services industry's ability to manage climate-related risks and opportunities through strategic risk management.

44. PS16/22: Strengthening accountability in banking and insurance: regulatory references final rules [pdf]

    Policy statements

    Published: 28/09/2016

    We are publishing our final rules on regulatory references.

45. Strengthening accountability in banking and insurance: regulatory references final rules: PS16/22

    Policy statements

    Published: 28/09/2016

    Last modified: 24/02/2017

    We are publishing our final rules on regulatory references. 

46. CP15/31: Strengthening accountability in banking and insurance: regulatory references

    Consultation papers

    Published: 06/10/2015

    Last modified: 08/12/2015

    Senior management functions under the Senior Managers Regime (SMR). Significant harm functions under the Certification Regime (CR). ... PRA senior insurance management functions under the Senior Insurance Managers Regime (SIMR).

47. FCA introduces new rules on whistleblowing

    Press Releases

    Published: 06/10/2015

    Last modified: 19/04/2016

    The Accountability Regime in relevant authorised persons. The Senior Managers Regime focuses on individuals who hold key roles and responsibilities in relevant firms. ... Individuals subject to either the Senior Managers Regime or the Certification

48. Directory of certified and assessed persons

    Firms

    Published: 04/09/2019

    Last modified: 02/04/2026

    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

49. Applying conduct rules to all non-executive directors in the banking and insurance sectors: PS17/8

    Policy statements

    Published: 28/09/2016

    Last modified: 03/05/2017

    This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance

50. Leading the Way on Regulation

    Speeches

    Published: 16/05/2019

    Last modified: 17/05/2019

    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.