Showing 1 to 11 of 149 search results for senior managers regime.

1. CP25/21: Senior Managers and Certification Regime review

   We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms.

2. SM&CR categorisation for solo-regulated firms

   Firms

   Published: 30/07/2019

   Last modified: 17/07/2026

   Under the SM&CR, solo-regulated firms are categorised as Enhanced, Core or Limited Scope. Find out which category your firm is in and how you can review this.

3. Senior Managers and Certification Regime

   Firms

   Published: 05/07/2015

   Last modified: 24/04/2026

   The SM&CR aims to reduce harm to consumers and strengthen market integrity by making individuals more accountable for their conduct and competence. See how it applies to your firm.

4. Ynglŷn â'r FCA

   About us

   Published: 11/04/2016

   Last modified: 09/07/2026

   Rydym yn rheoleiddio ymddygiad bron i 45,000 o fusnesau yn y DU i sicrhau bod marchnadoedd ariannol yn gweithio'n dda. Darganfyddwch fwy am ein rôl.

5. Regulating the funeral plans sector

   Firms

   Published: 05/02/2021

   Last modified: 11/10/2024

   The FCA regulates pre-paid funeral plans, which means any funeral plan provider or intermediary must be authorised. Find out what this means for your firm.

6. Recognised industry codes

   About us

   Published: 19/07/2018

   Last modified: 06/01/2026

   The FCA's process for recognising industry codes of conduct for unregulated financial markets and activities.

7. About the FCA

   About us

   Published: 17/04/2016

   Last modified: 09/07/2026

   The FCA enables a fair and thriving financial services market for the good of consumers and the economy. Find out more about our role.

8. DP23/3: Review of the Senior Managers and Certification Regime (SM&CR)

   Discussion papers

   Published: 30/03/2023

   Last modified: 09/08/2023

   In this joint Discussion Paper (DP) with the PRA, we are seeking input on potential ways to improve the Senior Managers and Certification Regime (SM&CR).

9. Firms

   Firms All firms

   Last modified: 15/07/2025

   Tasks for regulated firms and authorisation information for new firms

10. Cryptoassets: Our standards

    Firms

    Published: 08/01/2026

    Last modified: 30/06/2026

    Find out about our minimum standards for cryptoasset firms and individuals including our Principles for Businesses, the Consumer Duty and the Senior Managers and Certification Regime (SM&CR).

11. Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of solo-regulated firms

    Statements

    Published: 03/04/2020

    Last modified: 22/09/2022

    We recognise that firms directly affected by coronavirus (Covid-19) will need to keep their governance arrangements under review and make appropriate changes as circumstances change