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Showing 102 to 111 of 149 search results for senior managers regime.
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CP25/21: Senior Managers and Certification Regime review
We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms. -
Culture and non-financial misconduct survey – findings
Key findings of the FCA culture and non-financial misconduct survey, which examined how firms detect and handle non-financial misconduct incidents. -
CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime
CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime. Open consultation: CP17/41 Read more about Open consultation: CP17/41. 13/12/2017. Consultation closes. 21/02/2018. Policy -
General insurance pricing attestation multi-firm review
Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure). -
Consumer Investments: Strategy and Feedback Statement
The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. -
FCA annual work programme 2025/26
Our annual work programme details what we will deliver in 2025/26 on our 4 strategic priorities. -
FCA seeks feedback on further rules for cryptoasset firms
The FCA is seeking views on further rules for cryptoasset firms as the final step in our consultations on crypto rules. -
Senior Managers and Certification Regime: supervisory review
We are reporting the findings of our in-depth supervisory review of the Statements of Responsibilities (SoRs) and responsibilities maps supplied with grandfathering notifications for firms. -
FCA launches enhanced Financial Services Register to protect consumers
The FCA has today launched its updated Financial Services (FS) Register – including a simpler design and clearer language. -
Firms falling short of renewal expectations
Our summary of how general insurance firms have implemented our transparency in insurance renewals which came into effect in April 2017. -
Approved Persons Regime (APR) and coronavirus: our expectations - December 2020 update
In June 2020, we set out our expectations to help firms using Appointed Representative (AR) arrangements apply the Approved Persons Regime (APR) during coronavirus (Covid-19). We offered some additional flexibility in the application of rules to