Showing 12 to 21 of 149 search results for senior managers regime.

12. CP25/21: Senior Managers and Certification Regime review

    We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms.

13. Approved persons

    Tasks for firms

    Last modified: 07/05/2025

    Some individuals must be approved by the FCA or PRA to carry out certain activities for an authorised firm, known as controlled functions.

14. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories

    Published: 30/06/2020

    Last modified: 02/09/2020

    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.

15. IFPR and eligibility for enhanced SM&CR status as a Significant SYSC firm

    Statements

    Published: 16/08/2022

    Last modified: 16/08/2022

    The FCA clarify the definition of ’Significant SYSC firm’ and eligibility for Enhanced Status under the SM&CR regime

16. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches

    Published: 17/07/2019

    Last modified: 17/07/2019

    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

17. Leading the Way on Regulation

    Speeches

    Published: 16/05/2019

    Last modified: 17/05/2019

    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

18. Coronavirus (Covid-19): Information for firms

    Firms

    Published: 17/03/2020

    Last modified: 20/10/2025

    Information published during the pandemic setting out the FCA's expectations for firms.

19. Apply to become a pre-paid funeral plans firm

    Firms

    Published: 11/06/2021

    Last modified: 13/09/2024

    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.

20. Financial Services Register

    Firms

    Published: 27/04/2016

    Last modified: 13/02/2026

    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

21. Culture and governance

    Firms

    Published: 11/05/2015

    Last modified: 23/03/2026

    Read about the FCA's work on culture and governance, including details of how to get involved.

22. AI and the FCA: our approach

    Firms

    Published: 08/09/2025

    Last modified: 13/02/2026

    The FCA wants to enable a safe and responsible environment for AI in UK financial markets. Find out how its current rules apply to AI.