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Showing 82 to 91 of 149 search results for senior managers regime.
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CP25/21: Senior Managers and Certification Regime review
We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms. -
Our approach to supervision
Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public. -
Overview of our cryptoassets regime policy statements
The UK is taking a major step forward. With these policy statements, we deliver a significant package as part of the Cryptoasset Roadmap and deliver a comprehensive regime that puts the UK at the forefront of responsible cryptoasset regulation -
Transcript - Senior Managers and Certification Regime July 2018 video [pdf]
Transcript of 2018 video covering the key components of the SM&CR. Video here https://landmark-phase.live/firms/senior-managers-certification-regime/insurers -
Information on enforcement cases - March 2023
FCA provides information on enforcement cases - March 2023. -
FCA and PRA confirm changes to streamline senior manager accountability and boost growth
Firms will benefit from reduced costs, greater flexibility and find it easier to comply, under new reforms. -
FCA proposes new Directory of financial services workers
The Financial Conduct Authority (FCA) has today proposed a new Directory to help consumers and firms check the status and history of individuals working in financial services. -
Information on nonfinancial misconduct and SMCR investigations - June 2022
The FCA provides data on nonfinancial misconduct and SMCR investigations. -
What can the consumer credit sector expect from the FCA?
Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London. -
FCA and PRA cut senior manager regime red tape to help boost growth
Proposed changes to the Senior Managers & Certification Regime will make it more effective and efficient, and drive growth in financial services. -
PS26/6: Senior Managers and Certification Regime review
We set out proposed changes to the Senior Managers and Certification Regime (SM&CR) as part of the first phase of reforms.