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PS18/11: Sovereign controlled companies
In this Policy Statement we respond to feedback arising from CP17/21 (PDF) and publish final rules for a new category within premium listing open to sovereign controlled companies. Issuers will be able to seek admission to the new category from 1 -
Data Bulletin June 2018: The retail intermediary sector
This bulletin focuses on new analysis of the retail intermediary sector based on the data firms have submitted to us via the Retail Mediation Activities Return (RMAR). -
FCA service standards - May 2018 [pdf]
The FCA has important standards to meet its 3 operational objectives. These standards reflect how timely and effective FCA's interactions with firms, consumers, and others have been. This document lists these ‘service standards’ and how well the -
Final Notice 2018: DW Clothing [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FCA Data Bulletin: June 2018 [pdf]
This edition focuses on analysis of the intermediaries sector, based on data from our Retail Mediation Activities Return (RMAR). -
FCA Data Bulletin: June 2018 - underlying data [xlsx]
Underlying data for Retail Mediation Activities Return (RMAR). -
FCA Board Minutes: 25 and 26 April 2018 [pdf]
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Final Notice 2018: Canara Bank [pdf]
This FCA Final Notice (Canara Bank) refers to breaches of Principle 3 and SYSC related to financial crime in the retail bank sector. We imposed a fine and restriction. -
Application for a Payment Institution: Qualifying Holding Partnership Form [docx]
Application for a Payment Institution: Qualifying Holding Partnership Form. -
CP18/15: Claims management: how we propose to regulate claims management companies [pdf]