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  1. Final Notice 2016: Race 2 Off-Road Ltd [pdf]

    Final notices

    Published: 21/11/2016

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Consumer credit: Protecting your business from financial crime [pdf]

    Consumer credit information

    Published: 21/11/2016

  3. Tilba, Baddeley & Liao (2016) research report on the effectiveness of oversight committees [pdf]

    FCA research

    Published: 18/11/2016

  4. MS15/2.2: Asset management market study interim report annex 2 [pdf]

    Market studies

    Published: 18/11/2016

  5. MS15/2.2: Asset management market study interim report annex 1 [pdf]

    Market studies

    Published: 18/11/2016

  6. Asset management market study: MIR: MS15/2.2a [pdf]

    Market studies

    Published: 18/11/2016

    This consultation document sets out the considerations behind the FCA’s proposal to make a market investigation reference (MIR) in relation to the provision of investment advisory services.

  7. MS15/2.2: Asset management market study interim report annex 6 [pdf]

    Market studies

    Published: 18/11/2016

  8. MS15/2.2: Asset management market study interim report annex 9 [pdf]

    Market studies

    Published: 18/11/2016

  9. MS15/2.2: Asset management market study interim report annex 8 [pdf]

    Market studies

    Published: 18/11/2016

  10. MS15/2.2: Asset management market study interim report annex 5 [pdf]

    Market studies

    Published: 18/11/2016

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