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Final Notice 2016: Race 2 Off-Road Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Consumer credit: Protecting your business from financial crime [pdf]
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Tilba, Baddeley & Liao (2016) research report on the effectiveness of oversight committees [pdf]
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MS15/2.2: Asset management market study interim report annex 2 [pdf]
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MS15/2.2: Asset management market study interim report annex 1 [pdf]
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Asset management market study: MIR: MS15/2.2a [pdf]
This consultation document sets out the considerations behind the FCA’s proposal to make a market investigation reference (MIR) in relation to the provision of investment advisory services. -
MS15/2.2: Asset management market study interim report annex 6 [pdf]
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MS15/2.2: Asset management market study interim report annex 9 [pdf]
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MS15/2.2: Asset management market study interim report annex 8 [pdf]
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MS15/2.2: Asset management market study interim report annex 5 [pdf]