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PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks [pdf]
In this policy statement we report on the main issues arising from Consultation Paper 15/18 (Fair, reasonable and non-discriminatory access to regulated benchmarks) and publish the final rules. -
November 2014: Internal Audit report: The FCA’s incident response and crisis management capability [pdf]
This document was submitted to the Treasury Committee on 01 December 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
November 2014: Internal Audit report: A review of the design and effectiveness of the FCA’s external communications strategy [pdf]
This document was submitted to the Treasury Committee on 01 December 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
November 2014: Internal Audit report: The identification, handling and management of market sensitive information [pdf]
This document was submitted to the Treasury Committee on 01 December 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks
PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks. Policy statements First published:. 08/02/2016. Last updated: 08/02/2016. Share page. PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks. In -
FCA further decision notice 2016: Tariq Carrimjee [pdf]
This further decision notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. Our view is that a prohibition should be imposed. -
FCA response to the European Commission’s call for evidence on the EU regulatory framework for financial services [pdf]
Read our response to the European Commission’s call for evidence on the EU regulatory framework for financial services. -
FOI4352 response [pdf]
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FOI4353 response [pdf]
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PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; rules on extending the certification regime to wholesale market activities and interim rules on referencing [pdf]
In this policy statement we set out final rules for the new accountability framework for individuals working in banks, building societies and credit unions who perform certain wholesale market activities.