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Hospitality and Gifts Log – October to December 2015 [pdf]
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Minutes: FCA Board 07 January 2016 [pdf]
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Tracey McDermott, Acting Chief Executive - diary engagements - October to December 2015 [pdf]
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Christopher Woolard, Director of Strategy and Competition - diary engagements - October to December 2015 [pdf]
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John Griffith-Jones, Chairman – diary engagements – October to December 2015 [pdf]
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Final notice 2016: Achilles Macris [pdf]
The case concerns breaches of APER 4 related to Mr Macris’ failure to deal with the Authority in an open and cooperative way. We also imposed a financial penalty on Mr Macris. -
PS16/4: Fair, reasonable and non-discriminatory access to regulated benchmarks [pdf]
In this policy statement we report on the main issues arising from Consultation Paper 15/18 (Fair, reasonable and non-discriminatory access to regulated benchmarks) and publish the final rules. -
November 2014: Internal Audit report: The FCA’s incident response and crisis management capability [pdf]
This document was submitted to the Treasury Committee on 01 December 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
November 2014: Internal Audit report: A review of the design and effectiveness of the FCA’s external communications strategy [pdf]
This document was submitted to the Treasury Committee on 01 December 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury -
November 2014: Internal Audit report: The identification, handling and management of market sensitive information [pdf]
This document was submitted to the Treasury Committee on 01 December 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury