Publications
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Statement on Takeover Panel cold-shoulderings in the matter of MWB Group Holdings plc [pdf]
FCA statement on Takeover Panel cold-shoulderings. -
FCA response to the Complaints Commissioner’s Annual Report 2023/2024 [pdf]
The FCA has responded to points in the Complaint's Commissioner's annual report for the year ending 31 March 2024. -
Information on private messaging surveillance - July 2024
FCA provides information on private messaging surveillance- July 2024. -
Final Notice 2024: Anthony Dale Cuming [pdf]
This Final Notice refers to breaches of APER 1 related to conduct in the pensions sector. We imposed a prohibition and financial penalty. -
Final Notice 2024: Steven Harbinder Singh Sahota [pdf]
This Final Notice refers to breaches of APER 1 related to conduct in the pensions sector. We imposed a prohibition and financial penalty. -
Statement of Policy on Cost Benefit Analyses [pdf]
We published a CBA framework in 2018 and are updating this document. -
Procedures, Systems and Controls Confirmation form [docx]
Application for Procedures, Systems and Controls Confirmation form. -
Purchase of own equity securities [docx]
Circulars (premium listed issuers) forms. -
DP24/1: Regulation of commercial and bespoke insurance business [pdf]
This DP invites feedback on whether our rules strike an appropriate balance between safeguarding those customers who require regulatory protections and competitiveness in the commercial non-investment general insurance market. -
Reduction of capital – UKLR 10 [docx]
Circulars (premium listed issuers) forms.