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Reduction of capital – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Reverse takeover circular [docx]
Circulars (premium listed issuers) forms. -
Amendments to Constitution – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Authority to allot shares – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Final Notice 2024: Kyle Anthony Jones [pdf]
This Final Notice refers to breaches of APER 1 related to conduct in the pensions sector. We imposed a prohibition and financial penalty. -
Notice of Decision 2024: Breezeboard Pro Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Winterflood Securities Limited [pdf]
Following a request received from the Sponsor Firm, the FCA hereby limits and restricts the services to which the sponsor approval of the Sponsor Firm relates, such that the Sponsor Firm may provide sponsor services solely to a company listed or -
Secondary International Competitiveness and Growth Objective report 2023/24 [pdf]
The FCA is committed to advancing the new objective set for it by Parliament in 2023 to facilitate the international competitiveness of the UK economy and its growth in the medium to long term. -
Employees' share scheme etc – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Reminder of conversion rights – UKLR 10 [docx]
Circulars (premium listed issuers) forms.