Publications
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PS21/20: Changes to UK MiFID’s conduct and organisational requirements
We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9. -
PS21/19: Changes to the SCA-RTS and to guidance in the Approach Document and the Perimeter Guidance Manual [pdf]
PS21/19: Changes to the SCA-RTS and to guidance in the Approach Document and the Perimeter Guidance Manual. -
Mortgage Prisoners Case Studies [pdf]
These illustrative examples are designed to demonstrate some potential options that may be available to borrowers with these types of characteristics. -
PS21/18: Restricting CMC charges for financial products and services claims [pdf]
This policy statement sets out new rules for claims management companies following our consultation in CP21/1. -
Final Notice 2021: Integer Vehicle Solutions LTD [pdf]
This final notice (Integer Vehicle Solutions LTD) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for -
Annex 1 - Closed book mortgages segmentation analysis [xlsm]
This data book contains more detailed segmentation analysis referenced in Section E of Annex 1 - Summary of the characteristics of the population of closed book mortgages with inactive firms. -
Payment Services and Electronic Money – Our Approach – November 2021 (version 5) [pdf]
This document will help businesses to navigate the Payment Services Regulations 2017 (PSRs 2017) and the Electronic Money Regulations 2011 (EMRs) (together with the FCA's relevant rules and guidance), and to understand FCA's general approach in this -
Annex 1 - Closed book mortgages with inactive firms data [xlsm]
This data book contains the underlying data used in Annex 1 - Summary of the characteristics of the population of closed book mortgages with inactive firms. -
PS21/18: Restricting CMC charges for financial products and services claims
This policy statement sets out new rules for claims management companies (CMCs). The rules restrict the fees charged by CMCs for managing claims about non-PPI financial products and services. -
PS21/19: Changes to the SCA-RTS and to guidance in the Approach Document and the Perimeter Guidance Manual
We set out final rules for Regulatory Technical Standards on Strong Customer Authentication and Secure Communication (SCA-RTS). We also set out amendments to ‘Payment Services and Electronic Money – Our Approach’ (Approach Document, AD