Publications

Showing 6591 to 6600 of 18814 search results.

6591. Information on advice firms advising members of the Rolls-Royce DB scheme - November 2021

      FOI releases

      Published: 23/11/2021

      Last modified: 25/10/2022

      FCA responds to questions regarding advice firms advising members of the Rolls-Royce DB scheme.

6592. Annual notification form [docx]

      Primary market

      Published: 22/11/2021

      Last modified: 18/11/2024

      Guidance in relation to our sponsor competence requirements (LR 8.6.7R (2)), including advice on completing the relevant sections of the annual notification form, can be found in FCA Technical Note 714.2 and 715.1.

6593. Statement on The Housing Disrepair Group Limited [pdf]

      Final notices

      Published: 22/11/2021

      The FCA has refused The Housing Disrepair Group Limited’s application to be authorised to conduct claims management regulated activities

6594. FCA Board Effectiveness Review 2021 [pdf]

      Corporate documents

      Published: 22/11/2021

      The FCA Board commissioned Advanced Boardroom Excellence to conduct an independent external evaluation of its Board between May – July 2021

6595. Quarterly KPI March 2021 [pdf]

      Published: 22/11/2021

      FCA key performance indicators.

6596. Number of Forex scams reported - November 2021

      FOI releases

      Published: 22/11/2021

      Last modified: 25/10/2022

      FCA provides the number of Forex scams reported to it in the last 3 years.

6597. Application under MIFIDPRU 3.6.2R for permission to reduce own funds instruments where neither condition in MIFIDPRU 3.6.3R applies [docx]

      Forms

      Published: 19/11/2021

      Application under MIFIDPRU 3.6.2R for permission to reduce own funds instruments where neither condition in MIFIDPRU 3.6.3R applies

6598. Application under MIFIDPRU 4.5.9R for permission to rebase fixed overhead requirement [docx]

      Forms

      Published: 19/11/2021

      Application under MIFIDPRU 4.5.9R for permission to rebase fixed overhead requirement to a lower amount where firm's / group's projected relevant expenditure decreases by a material amount

6599. Application for a permission under MIFIDPRU for which there is no dedicated application form [docx]

      Forms

      Published: 19/11/2021

      Application for a permission under MIFIDPRU for which there is no dedicated application form

6600. Application under MIFIDPRU 4.11.9R [docx]

      Forms

      Published: 19/11/2021

      Application under MIFIDPRU 4.11.9R for permission to exclude positions taken to hedge against the adverse effect of the exchange rate on the own funds or an item deducted from capital from net open currency positions for the purpose of article 352