Publications

Showing 6901 to 6910 of 18816 search results.

6901. IIndividual exemption from liquidity requirements in MIFIDPRU 6 for FCA investment firms in consolidated CRR or MIFIDPRU groups [docx]

      Forms

      Published: 27/07/2021

      Last modified: 30/11/2021

      Individual exemption from liquidity requirements in MIFIDPRU 6 for FCA investment firms in consolidated CRR or MIFIDPRU groups

6902. Application for Authorisation MIFIDPRU Supplement Form - Notes [docx]

      Forms

      Published: 27/07/2021

      Last modified: 02/03/2026

      Application for Authorisation MIFIDPRU Supplement Form - Notes

6903. PS21/10: Investor protection measures for special purpose acquisition companies: Changes to the Listing Rules [pdf]

      Policy statements

      Published: 27/07/2021

      Our final rules aim to provide more flexibility to larger SPACs, provided they embed certain features that promote investor protection and the smooth operation of our markets

6904. Data provided on Google Ad words - July 2021

      FOI releases

      Published: 27/07/2021

      Last modified: 25/10/2022

      The FCA provides data on Google ad words from 2018 - 2021.

6905. Portfolio letter: Platforms Portfolio strategy update [pdf]

      Portfolio letters

      Published: 26/07/2021

      Portfolio letter: Platforms Portfolio strategy update

6906. PS21/9: Implementation of Investment Firms Prudential Regime [pdf]

      Policy statements

      Published: 26/07/2021

      This policy statement is about the UK Investment Firm Prudential Regime (IFPR), a single prudential regime for all FCA investment firms that simplifies our current approach.

6907. Final Notice 2021: Quality Cars Poole Limited [pdf]

      Final notices

      Published: 26/07/2021

      This final notice (Quality Cars Poole Ltd) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the consumer credit sector. We refused the firm’s application for authorisation

6908. Final Notice 2021: Start Your Claims Ltd [pdf]

      Final notices

      Published: 26/07/2021

      This final notice (Start Your Claims Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

6909. PS21/9: Implementation of Investment Firms Prudential Regime

      Policy statements

      Published: 26/07/2021

      Last modified: 26/07/2021

      This is the second of the Policy Statements we will issue to introduce the Investment Firm Prudential Regime.

6910. Second Supervisory Notice: FXBFI Broker Financial Invest Limited [pdf]

      Supervisory notices

      Published: 26/07/2021

      Second Supervisory Notice for FXBFI Broker Financial Invest Ltd (FRN 802288).