Publications

Showing 12501 to 12510 of 18845 search results.

12501. Occasional Paper No. 25: Incentivising compliance with financial regulation [pdf]

       FCA research

       Published: 16/12/2016

       This paper looks into the basic economic theory of incentives and how they can be used to enhance compliance in financial regulation.

12502. Final Notice 2016: Longlands Cars Stockton Limited [pdf]

       Final notices

       Published: 16/12/2016

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

12503. Response to the Complaints Commissioner’s report FCA00212 [pdf]

       Corporate documents

       Published: 16/12/2016

       Last modified: 16/12/2016

       We have considered the final report of the Complaints Commissioner on complaint FCA00212.

12504. Minutes: FCA Board 2 and 3 November 2016 [pdf]

       Meeting minutes

       Published: 16/12/2016

12505. Occasional Paper No. 24: Behaviour and compliance in organisations

       Occasional papers FCA research

       Published: 16/12/2016

       Last modified: 03/06/2026

       This paper discusses the factors that influence effective compliance and provides suggestions for how regulators and firms can improve levels of compliance.

12506. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

       Consultation papers

       Published: 16/12/2016

       Last modified: 20/02/2017

       We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

12507. Occasional Paper No. 25: Incentivising compliance with financial regulation

       Occasional papers FCA research

       Published: 16/12/2016

       Last modified: 03/06/2026

       This paper looks into the basic economic theory of incentives and how they can be used to enhance compliance in financial regulation.

12508. Regulation round-up December 2016 [pdf]

       Documents

       Published: 15/12/2016

       Last modified: 15/12/2016

       Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

12509. PS16/25: Home finance customers with a payment shortfall: minor Handbook changes and feedback to CP16/16 [pdf]

       Policy statements

       Published: 14/12/2016

       In this Policy Statement we report on the main issues arising from CP16/16 and publish the final rules.

12510. CP16/42: Reviewing the funding of the Financial Services Compensation Scheme (FSCS) [pdf]

       Consultation papers

       Published: 14/12/2016

       This Consultation Paper opens up discussion on the funding of the Financial Services Compensation Scheme (FSCS) and consults on a number of specific changes to the scheme rules.