Publications

Filter results

Filter by topic

Historical publications

Filter by date
Date range

Filter by document type

Search results

Clear all filters

Showing 171 to 180 of 655 search results.

  1. Variation of EMD Authorisation / Registration [docx]

    Forms

    Published: 05/06/2020

    Last modified: 29/03/2022

    Variation of EMD Authorisation / Registration

  2. MiFID Annex Form [docx]

    Forms

    Published: 29/05/2020

    Last modified: 02/03/2026

    Application for Authorisation.

  3. Application for Authorisation: Full consumer credit firm notes [pdf]

    Forms

    Published: 20/05/2020

    Last modified: 09/02/2025

    Application for Authorisation: Full consumer credit firm notes

  4. Core details form [doc]

    Forms

    Published: 07/05/2020

    Last modified: 07/06/2023

    We will only authorise a firm if we are satisfied that it meets conditions known as the threshold conditions (COND 2.2). The information in this pack is required to enable us to assess whether the applicant firm satisfies the threshold conditions.

  5. Modification by Consent of SUP 10C.3.13 and SYSC 24.1.2 direction [pdf]

    Forms

    Published: 06/05/2020

    This modification by consent is available to solo regulated firms using temporary arrangements. Firms can use this waiver if they think they may need to make or extend temporary arrangements to cover absences, as a result of the coronavirus (Covid-19

  6. Market Data Processor (MDP) Disconnection form [doc]

    Forms

    Published: 25/03/2020

    Market Data Processor (MDP) Disconnection form

  7. Full consumer credit firm - Notes [pdf]

    Forms

    Published: 26/02/2020

    Last modified: 09/02/2025

    Application for authorisation: full consumer credit firm (notes).

  8. Directory persons multiple submissions amend template [xlsx]

    Forms

    Published: 09/02/2020

    Last modified: 24/04/2020

    Template to help firms with multiple submissions to the Directory.

  9. Variation of Permission Application form: Trustees or Depositaries of Alternative Investment Funds [doc]

    Forms

    Published: 10/12/2019

    Last modified: 06/11/2023

    This form is only for firms wanting to change the scope of their permission.

  10. Supplement for firms selling home finance [doc]

    Forms

    Published: 09/12/2019

    Last modified: 06/11/2023

    Supplement for firms selling home finance
Did you find what you were looking for?