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FCA Listings data
The FCA's Listings data shows headline information on the UK listings market from the Official List. -
Handbook Notice 142 [pdf]
This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 25 June 2026. -
CP26/21: Proposed changes to the UK Listing Rules for closed-ended investment funds [pdf]
FCA consults on targeted changes to manage conflicts of interest and protect shareholders. -
Final Notice 2026: Mr Daniel Edwin Robert Pugh [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition. -
Engaging and enabling retail shareholders to vote: good practice
Good practice examples to increase retail shareholder engagement and reduce barriers to voting. -
CP26/22: Simplifying the insurance rules
We set out our final rules for simplifying insurance and funeral plan requirements while maintaining appropriate consumer protection. -
CP26/21: Proposed changes to the UK Listing Rules for closed-ended investment funds
We're consulting on targeted changes to the UK Listing Rules for closed-ended investment funds to manage conflicts of interest and protect shareholders. -
Final Notice 2026: CACEIS BANK (UK Branch) [pdf]
This Final Notice refers to breaches of PRIN 2 related to the risk of financial crime in the banking sector. It was issued on 19 June 2026. The firm agreed to make a voluntary payment, and we decided not to impose a fine as a result. -
Final Notice 2026: MICROMAX INDUSTRIES TA LAZE&AMAZE LTD [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND 2.5). We imposed a cancellation. -
Notice of Intention to Accept Commitments: CA98.2023.01 [pdf]
FCA notice concerning commitments offered by LSEG and [PDC Landlord] in relation to conduct concerning low latency connectivity services