Publications
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Showing 1481 to 1490 of 18800 search results.
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Transaction governance in wholesale banks – review
Our findings from a review of transaction governance. -
Information on money laundering regulations (MLRs) - August 2025
The FCA provides information on money laundering regulations (MLRs) -
Multi-firm review into off-channel communications
Our findings on firms’ approach to off-channel communications. -
Payment Services and Electronic Money – Our Approach, May 2026 draft version [pdf]
Draft version showing changes the FCA intends to make following PS25/12. -
PS25/12: Changes to the safeguarding regime for payments and e-money firms
Feedback, FCA's response, final rules and guidance to proposals for the Supplementary Regime and Post-Repeal Regime. -
Sustainability entity report [pdf]
What a sustainability entity report should contain, including requirements for firms using labels or sustainability-related terms in their product names and marketing. -
Climate reporting by asset managers, life insurers and FCA-regulated pension providers
The FCA sets out the findings and next steps following its review into firms' climate reporting in line with its rules. -
Notice of Decision 2025: Mark Hawksworth (also trading as Millenium Motor Company) [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision: John Griffiths [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2025: Neil Woodford [pdf]
This Decision Notice refers to breaches of Principles 2 and 6 of the FCA’s Statements of Principle for Approved Persons for failing to act with due skill, care and diligence.