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Notice of Decision 2025: Baker Brothers Trading Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FG25/3: Treatment of politically exposed persons
FCA Finalised Guidance for firms on how to apply a proportionate and risk-based approach to UK politically exposed persons (PEPs) for anti-money laundering purposes. -
CP25/20: Consultation Paper on the SI regime for bonds and derivatives [pdf]
Includes a Discussion Paper on equity markets. -
Notice of Decision 2025: The Albion Dental Practice Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Notice of Decision 2025: WHITTLEBURY HALL & SPA LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
FCA response to the Complaints Commissioner’s Report FCA ref: 202400668 [pdf]
We have considered the Final Report of the Complaints Commissioner on complaint 211339128. -
FCA response to the Complaints Commissioner’s Report FCA ref: 202400660 [pdf]
We have considered the Final Report of the Complaints Commissioner on complaint 211280948. -
Response to the Cost Benefit Analysis (CBA) Panel's Interim Annual Report
The FCA welcomes the recommendations in the Cost Benefit Analysis (CBA) Panel's Interim Annual Report and has issued this stand-alone response. -
CP25/19: Ancillary Activities Test [pdf]
Our consultation on changes to the ancillary activities test (AAT). -
Notice of Decision 2025: SHAWBROOK MOTORS LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.