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The FCA’s response to the Complaints Commissioner’s Report 202300790 [pdf]
The FCA’s response to the Complaints Commissioner’s Report 202300790. -
The FCA’s response to the Complaints Commissioner’s Report 202201743 [pdf]
The FCA’s response to the Complaints Commissioner’s Report 202201743. -
Information on financial advisers - March 2025
FCA provides information on financial advisers. -
Notice of Decision 2025: Ryan Dickson trading as Auto Motion NI [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: MGUK LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Automate (UnitedKingdom) Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Final Notice 2025: The London Metal Exchange (RIE) [pdf]
This Final Notice refers to breaches of the Recognised Investment Exchange and Recognised Clearing House sourcebook and the MiFID Regulatory Technical Standards relating to wholesale conduct in the Recognised Investment Exchanges sector. We imposed -
Notice of Decision: sk autos ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Annulment of Decision Notice 2025: The House of Cars Southwell Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. However, on 15 July 2025, an annulment application was accepted by the Authority and the firm’s authorisation was restored. -
Notice of Decision 2025: JTM Quality Used Cars Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.