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Final Notice 2025: Mako Financial Markets Partnership LLP [pdf]
This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. The FCA imposed a financial penalty. -
Information on senior management functions - February 2025
FCA provides information on senior management functions. -
Notice of Decision 2025: MSAM (London) Ltd. [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: G S ENGINEERING LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: AMS Garages Limited [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: Premier Motors MCR limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: House of Cars Oldham Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: AK CAR SALES LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: G and E Motors Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on financial advisers - February 2025
FCA provides information on financial advisers.