Publications
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CP26/30: Supporting equity market transparency and considering market structure developments
We are proposing targeted changes to enhance transparency, price formation and resilience in UK equity markets, support the new consolidated tape, and seek views on future market structure monitoring. -
Final Notice 2026: Monarch Sterling Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition. We imposed a cancellation. -
Final Notice 2026: Equity for Growth (Securities) Limited [pdf]
This Final Notice refers to breaches of COBS relating to misleading financial promotions in the Wholesale Financial Markets sector. The FCA issued a public censure. -
First supervisory notice 2026: Euro Exchange Securities UK Ltd [pdf]
The FCA imposed requirements on Euro Exchange Securities UK Ltd which prevent them from carrying out any regulated activity. -
Final Notice 2026: Clapham Commercials Limited [pdf]
Threshold Conditions, COND 2.5, Firm, Cancellation, Consumer Credit -
Aggregated Historic Net Short Positions [csv]
Aggregated historic net short positions CSV daily publication. -
Notice of Decision 2026: St Matthews Finance Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Regional financial development and growth in the UK [pdf]
Regional financial development and growth in the UK. -
Regional financial development and growth in the UK
We commissioned two independent research papers examining the relationship between financial services, regional economic outcomes, and the geography of finance in the UK. -
The role played by financial services clusters and centres in local, city and regional growth [pdf]
The role played by financial services clusters and centres in local, city and regional growth.