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FOI response search results

Showing 1001 to 1010 of 2481 search results.

  1. Information about FCA's oversight of rules on production of value statements by asset managers 2019-2021 – September 2021

    FOI releases Date of Release: 27/09/2021
    FCA provides information about FCA's oversight of rules on production of value statements by asset managers 2019-2021.

  2. Information on how Consumer Credit Act 1974 s.75 applies to travel services payments – September 2021

    FOI releases Date of Release: 21/09/2021
    FCA provides information on how Consumer Credit Act 1974 s.75 applies to travel services payments made via travel agents.

  3. Numbers of notices of ceasing to perform senior management functions and controlled functions received by the FCA

    FOI releases Date of Release: 19/09/2021
    FCA provided numbers of notices of ceasing to perform senior management functions, and controlled functions, received by the FCA

  4. Information regarding the FCA credit card market study - September 2021

    FOI releases Date of Release: 16/09/2021
    The FCA answers multiple questions regarding its Credit card market study: MS14/6.

  5. Numbers of CASS audit opinions received by the FCA

    FOI releases Date of Release: 09/09/2021
    The FCA provides information on the numbers of CASS audit opinions received

  6. Reports about sexual and non-financial misconduct made to the FCA

    FOI releases Date of Release: 07/09/2021
    The FCA responds on the numbers of reports about sexual and non-financial misconduct made to the FCA

  7. Information on investigations into criminal and civil breaches of the Money Laundering Regulations

    FOI releases Date of Release: 02/09/2021
    FCA responds on information about investigations into criminal and civil breaches of the Money Laundering Regulations

  8. Information on suspected orderbook spoofing and/or layering

    FOI releases Date of Release: 31/08/2021
    FCA responds on request for numbers of 'incidents' and 'cases' of suspected orderbook spoofing and/or layering

  9. Richard Lloyd, Non-Executive Director: Diary Engagements for 1 April - 30 June 2021 [pdf]

    FOI releases Published: 27/08/2021
    The external meetings of Richard Lloyd for April to June 2021

  10. Jeannette Lichner, Non-Executive Director: Diary Engagements for 1 April - 30 June 2021 [pdf]

    FOI releases Published: 27/08/2021
    The external meetings of Jeannette Lichner for Apr-Jun 2021