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FOI response search results

Showing 1691 to 1700 of 2481 search results.

  1. Statistics on Clone and Scam firms - January 2020

    FOI releases Date of Release: 14/01/2020
    FCA provides statistics on Clone and Scam firms for 2019 and previous years dating back to 2014.

  2. Statistics on authorised Claims Management Companies (CMCs) - January 2020

    FOI releases Date of Release: 09/01/2020
    FCA Provides Statistics on authorised Claims Management Companies dating back to 2011- 2020

  3. Information on Appointed Representative and Survey response - January 2020

    FOI releases Date of Release: 07/01/2020
    FCA provides information on Appointed representatives and the amount who responded to survey on behalf of firms.

  4. Statistics of Investigations into individuals holding Control & Senior Management functions - January 2020

    FOI releases Date of Release: 06/01/2020
    FCA Provides statistics on Investigations into Control and Senior Management Functions. FCA also provides information on policy work around Cannabis products.

  5. Statistics provided on the Senior managers' Regime - January 2020

    FOI releases Date of Release: 03/01/2020
    FCA Provides Statistics of Individuals under the scope of Senior Managers and Certification Regime.

  6. Information on open FCA enforcement cases - January 2020

    FOI releases Date of Release: 03/01/2020
    FCA provides Information on Open cases and active investigations into Firms and Individuals.

  7. Information on Enforcement action against businesses accepting illegal deposits - January 2020

    FOI releases Date of Release: 07/12/2019
    FCA provides information on enforcement action carried out against businesses accepting Illegal deposits.

  8. Georgina Philippou's allowances and expenses: April 2019 - March 2020 [pdf]

    FOI releases Published: 28/11/2019 Last modified: 23/06/2020
    Summary of allowances and expenses claimed by Georgina Philippou, Chief Operating Officer and executive FCA Board member, including hospitality given outside of the FCA.

  9. Jonathan Davidson's allowances and expenses: April 2019 - March 2020 [pdf]

    FOI releases Published: 28/11/2019 Last modified: 19/02/2020
    Summary of allowances and expenses claimed by Jonathan Davidson, executive FCA Board member and Director of Supervision – Retail and Authorisations, including hospitality given outside of the FCA.

  10. Megan Butler's allowances and expenses: April 2019 - March 2020 [pdf]

    FOI releases Published: 28/11/2019 Last modified: 23/06/2020
    Summary of allowances and expenses claimed by Megan Butler, executive FCA Board member and Director of Supervision – Investment, Wholesale and Specialist, including hospitality given outside of the FCA.