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FOI response search results

Showing 311 to 320 of 2481 search results.

  1. Information on enforcement investigations - December 2024

    FOI releases Date of Release: 09/12/2024
    FCA provides information on enforcement investigations.

  2. Information on whistleblowing research - December 2024

    FOI releases Date of Release: 06/12/2024
    FCA provides information on whistleblowing research.

  3. Information on FCA sustainability disclosure requirements - December 2024

    FOI releases Date of Release: 03/12/2024
    FCA provides information on FCA sustainability disclosure requirements.

  4. Information on SIPP market - December 2024

    FOI releases Date of Release: 02/12/2024
    FCA provides information on SIPP insurance.

  5. Information on suspected failings in financial crime controls - November 2024

    FOI releases Date of Release: 29/11/2024
    FCA provides information on on suspected failings in financial crime controls - November 2024.

  6. Information on prospectus regulation rules and the listing rules - November 2024

    FOI releases Date of Release: 28/11/2024
    FCA provides information on prospectus regulation rules and the listing Rules.

  7. Information on the number of partners in financial services partnerships, including hedge funds and private equity firms - November 2024

    FOI releases Date of Release: 26/11/2024
    FCA provides information on the number of partners in financial services partnerships, including hedge funds and private equity firms.

  8. Information on enforcement action VREQs / OIREQs / s.166 reviews - November 2024

    FOI releases Date of Release: 25/11/2024
    FCA provides information on enforcement action VREQs / OIREQs / s.166 reviews.

  9. Information on turnover of their MLRO - November 2024

    FOI releases Date of Release: 22/11/2024
    FCA provides information on turnover of their MLRO - November 2024

  10. Information on investigations into breaches under SM&CR - November 2024

    FOI releases Date of Release: 22/11/2024
    FCA provides information on investigations into breaches under SM&CR - November 2024