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FOI response search results

Showing 651 to 660 of 2481 search results.

  1. Information on reports (REP008) of breaches of the Conduct Rules since SM&CR - February 2023

    FOI releases Date of Release: 24/02/2023
    FCA provides information on reports (REP008) of breaches of the - February 2023
  2. Information on statutory notices - February 2023

    FOI releases Date of Release: 22/02/2023
    FCA provides information on statutory notices - February 2023.
  3. Information on agreements / MoUs concerning the short-selling of US stocks - February 2023

    FOI releases Date of Release: 14/02/2023
    Information on agreements / MoUs concerning the short-selling- February 2023
  4. Information on FCA regulatory decisions committee - February 2023

    FOI releases Date of Release: 10/02/2023
    FCA provides information on FCA Regulatory Decisions Committee - February 2023.
  5. Information on investment funds that breached 10% threshold- February 2023

    FOI releases Date of Release: 09/02/2023
    FCA provides information on investment funds that breached 10% threshold- February 2023.
  6. Hospitality and gifts log, October– December 2022 [pdf]

    FOI releases Published: 07/02/2023
    Hospitality and gifts received by the FCA’s Chair, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors.
  7. Hospitality and gifts log, July – September 2022 [pdf]

    FOI releases Published: 07/02/2023
    Hospitality and gifts received by the FCA’s Chair, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors.
  8. Liam Coleman, diary engagements, October – December 2022 [pdf]

    FOI releases Published: 07/02/2023
    External meetings (excludes meetings with regulated firms).
  9. Nikhil Rathi, diary engagements, October – December 2022 [pdf]

    FOI releases Published: 07/02/2023
    External meetings (excludes meetings with regulated firms).
  10. Sarah Pritchard, diary engagements, October – December 2022 [pdf]

    FOI releases Published: 07/02/2023
    External meetings (excludes meetings with regulated firms).