FOI response search results
Showing 651 to 660 of 2481 search results.
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Information on reports (REP008) of breaches of the Conduct Rules since SM&CR - February 2023
FCA provides information on reports (REP008) of breaches of the - February 2023 -
Information on statutory notices - February 2023
FCA provides information on statutory notices - February 2023. -
Information on agreements / MoUs concerning the short-selling of US stocks - February 2023
Information on agreements / MoUs concerning the short-selling- February 2023 -
Information on FCA regulatory decisions committee - February 2023
FCA provides information on FCA Regulatory Decisions Committee - February 2023. -
Information on investment funds that breached 10% threshold- February 2023
FCA provides information on investment funds that breached 10% threshold- February 2023. -
Hospitality and gifts log, October– December 2022 [pdf]
Hospitality and gifts received by the FCA’s Chair, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors. -
Hospitality and gifts log, July – September 2022 [pdf]
Hospitality and gifts received by the FCA’s Chair, Executive Members of the FCA Board, Executive Committee Members and Non-Executive Directors. -
Liam Coleman, diary engagements, October – December 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Nikhil Rathi, diary engagements, October – December 2022 [pdf]
External meetings (excludes meetings with regulated firms). -
Sarah Pritchard, diary engagements, October – December 2022 [pdf]
External meetings (excludes meetings with regulated firms).