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FOI response search results

Showing 901 to 910 of 2481 search results.

  1. FCA enforcement investigations 2021 and 2022 - February 2022

    FOI releases Date of Release: 22/02/2022
    The FCA answers multiple questions regarding the FCA's enforcement investigations.

  2. Information on Collateral (UK) Ltd - February 2022

    FOI releases Date of Release: 18/02/2022
    The FCA provides information on Collateral (UK) Ltd in Liquidation.

  3. Whistleblowing reports by firm type 2019-2022 - February 2022

    FOI releases Date of Release: 18/02/2022
    The FCA provides data on whistleblowing disclosures.

  4. Information on Anti Money Laundering investigations in 2021 - February 2022

    FOI releases Date of Release: 16/02/2022
    The FCA answers multiple questions regarding AML investigations in 2021 and enforcement actions.

  5. Transfers out of the Armed Forces Compensation Scheme - February 2022

    FOI releases Date of Release: 15/02/2022
    The FCA provides information information regarding how many people have transferred out of the Armed Forces Compensation Scheme.

  6. Information on authorisations for active and passive managers - February 2022

    FOI releases Date of Release: 15/02/2022
    The FCA provides data on the number of authorisations for active managers versus passive managers.

  7. Cyber attacks and data breaches reported to the FCA - February 2022

    FOI releases Date of Release: 11/02/2022
    The FCA responds to multiple questions on cyber incidents reported to it.

  8. Firms contacted in relation to the unquoted holdings limit - February 2022

    FOI releases Date of Release: 07/02/2022
    The FCA replies to multiple questions related to the unquoted holdings limit.

  9. Open Enforcement Investigations numbers and types of cases - February 2022

    FOI releases Date of Release: 03/02/2022
    The FCA provides data on open enforcement investigations.

  10. Dual regulation of claims management firms - February 2022

    FOI releases Date of Release: 02/02/2022
    The FCA answers multiple questions regarding dual regulation of Claims Management Activities by both the Solicitors Regulation Authority (SRA) and the Financial Conduct Authority (FCA).