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FCA sets out approach to assessing Connaught complaints
In December we published the report of Raj Parker’s 'Independent Review into the FSA and FCA’s handling of the Connaught Income Fund Series 1 and connected companies', and our response to that review. In our response we said that we were sorry -
FCA makes key sustainability and technology hires
We have appointed Sacha Sadan as Director of Environment Social and Governance. -
Interactive Investor (Clone of FCA authorised firm)
Interactive Investor (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how -
Nausicaa Delfas’s appointment as Interim Chief Executive and Chief Ombudsman of Financial Ombudsman Service
The Financial Ombudsman Service has appointed Nausicaa Delfas as the organisation’s interim Chief Executive and Chief Ombudsman. -
Second consultation on new prudential regime for UK investment firms
The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business. -
FCA sets out broad approach to assessing LCF Complaints
We set out our broad approach to assessing London Capital & Finance (LCF) complaints. -
Richness Forex
Richness Forex is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Savings Solutions
Savings Solutions is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Best ISA For You
Best ISA For You is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
UK Alliance Bonds
UK Alliance Bonds is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.