Publications

Showing 141 to 150 of 280 search results.

141. FCA Data Bulletin: June 2018 [pdf]

     Data

     Published: 07/06/2018

     This edition focuses on analysis of the intermediaries sector, based on data from our Retail Mediation Activities Return (RMAR).

142. FCA Data Bulletin: June 2018 - underlying data [xlsx]

     Data

     Published: 07/06/2018

     Underlying data for Retail Mediation Activities Return (RMAR).

143. Aggregate complaints data to 2017 H2 [xlsx]

     Data

     Published: 19/04/2018

     Aggregate sector wide firm complaints data for 2017 H2. Including opened, closed, upheld, speed of closure and redress.

144. Complaints Data Analysis: 2017 H2 [pdf]

     Data

     Published: 19/04/2018

     This analysis looks at the aggregate complaints data for 2017 H2 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers.

145. Firm level complaints data 2017 H2 [xlsx]

     Firm and market data Retail banking Retail investments Retail lending General insurance and protection Investment management Pensions and retirement income

     Published: 19/04/2018

     Firm level complaints data 2017 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

146. FCA Q3 17/18 Number of skilled person reports commissioned [pdf]

     Data

     Published: 01/02/2018

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

147. AIFMD data guide ESMA resources [zip]

     Data

     Published: 19/12/2017

     The Alternative Investment Fund Managers Directive (AIFMD) reporting tables.

148. FCA Q2 17/18 Number of skilled person reports commissioned [pdf]

     Data

     Published: 02/11/2017

     Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

149. Retail Investments Product Sales Data (PSD) Tables 2017 [xlsx]

     Data

     Published: 24/10/2017

     The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2017.

150. Complaints Data Analysis: 2017 H1 [pdf]

     Data

     Published: 23/10/2017

     This analysis looks at the aggregate complaints data for 2017 H1 in more depth. Including highlights, complaints over time, putting complaints into context, most complained about products, main reasons for complaints and outcomes for consumers.