Publications

Showing 211 to 220 of 280 search results.

211. Firm level complaints data 2014 H2 [xlsx]

     Data

     Published: 26/03/2015

     Last modified: 30/03/2015

     Firm level complaints data 2014 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

212. Attestation Data Q4 2013/14 to Q1 2022/23 [xlsx]

     Data

     Published: 10/02/2015

     Last modified: 05/10/2020

     Attestation Data Q4 2013/14 to Q1 2022/23 - an attestation is a firm’s formal statement that it will take, or has taken, an action we require.

213. FCA Data Bulletin: Issue 2 - January 2015 [pdf]

     Data

     Published: 29/01/2015

     Last modified: 29/01/2015

     This edition of the FCA Data Bulletin highlights some areas of the authorisations process, including interesting statistics on the individuals it approves, and how it manages complaints about advertising in financial services.

214. FCA Data Bulletin - January 2015 - underlying data [xlsx]

     Data

     Published: 29/01/2015

     Last modified: 29/01/2015

     Underlying data for number of controlled functions by type of firm, approved persons trends, complaints about financial promotions, policy initiatives and FCA events.

215. AIF 002 data definition [xlsx]

     Data

     Published: 03/12/2014

     Last modified: 03/12/2014

     Report on an Alternative Investment Fund (AIF)

216. Addendum 1 - FCA Data Bulletin October 2014 edition [pdf]

     Data

     Published: 20/11/2014

     Last modified: 21/11/2014

     UK-authorised firms – group-level breakdown

217. The FCA data strategy: An update one year on [pdf]

     Data

     Published: 30/10/2014

     Last modified: 03/08/2016

     In this update the FCA sets out what we have done so far to achieve our vision, and the changes we have made to ensure that the way we collect and manage data is effective and transparent.

218. FCA Data Bulletin: Issue 1 - October 2014 [pdf]

     Data

     Published: 07/10/2014

     Last modified: 01/04/2015

     The first FCA Data Bulletin gives you some key information about what the FCA does and the markets it regulates. The Data Bulletin brings together all the valuable information the FCA collates, to ensure that you have clear and easy access to the FCA

219. Retail Investments - Product Sales Data (PSD) Glossary [pdf]

     Data

     Published: 07/10/2014

     Last modified: 07/10/2014

     Find out what the FCA means by the terms it uses in Product Sales Data for retail investments.

220. FCA Data Bulletin October 2014 edition - underlying data [xlsx]

     Data

     Published: 07/10/2014

     Last modified: 07/10/2014

     Underlying data for the firms the FCA regulates, complaints about firms, compensations stats, the mortgage market, and freedom of information requests.