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Showing 61 to 70 of 655 search results.

  1. Cryptoasset Trust Change in Controller Form [docx]

    Forms

    Published: 11/08/2022

    Last modified: 17/01/2025

    Cryptoasset Trust Change in Controller Form

  2. Cryptoasset Individual Change in Controller Form [docx]

    Forms

    Published: 11/08/2022

    Last modified: 17/01/2025

    Cryptoasset Individual Change in Controller Form

  3. Application for amend details - Credit rating agencies form [docx]

    Forms

    Published: 07/07/2022

    Application for amend details - Credit rating agencies form

  4. mifid-intragroup-notification-for-change-in-controller.doc [doc]

    Forms

    Published: 27/06/2022

    Last modified: 17/01/2025

    mifid-intragroup-notification-for-change-in-controller.doc

  5. MiFID Annex for VOP Application Notes [docx]

    Forms

    Published: 27/05/2022

    Last modified: 27/05/2022

    MiFID Annex for VOP Application Notes

  6. FUND 3.2.2R Disclosures [docx]

    Forms

    Published: 21/04/2022

    FUND 3.2.2R Disclosures

  7. CRO cancellation form [docx]

    Forms

    Published: 11/04/2022

    CRO cancellation form

  8. MiFID Transparency Waiver Form [docx]

    Forms

    Published: 07/04/2022

    MiFID Transparency Waiver Form

  9. Corporate - Notification for Change in Controller (Section 178 notice) [doc]

    Forms

    Published: 22/03/2022

    Last modified: 17/01/2025

    This form should be completed by a director of a corporate entity that wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm.

  10. Application for entry on register of SEF Managers [docx]

    Forms

    Published: 10/03/2022

    Last modified: 30/03/2022

    Application for entry on register of SEF Managers
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