Skip to main content Skip to search box

Search

Main navigation

About us
Contact us

Get in touch by phone, via our online form, or by post:

Financial Conduct Authority
12 Endeavour Square
London E20 1JN

Contact us

What we do

About the FCA

Enhancing market integrity

Promoting competition

Protecting consumers

How we regulate

Authorisation

Enforcement

Handbook of rules and guidance

International standards and regulations

Supervision

How we operate

Complain about us, the PRA or the Bank of England (the regulators)

Corporate responsibility

Diversity, equity and inclusion: our progress

Environmental sustainability

Who we work with

Who we are

Chair

Chief Executive

Committees

Executive committees

FCA Board

Join us

Careers home

Early careers

Experienced professionals

Our strategy 2025 to 2030

Our vision and priorities for the next 5 years.
How we work
Firms
Firms overview

Go to our dedicated section to see support for firms and our latest policy updates.

Find out more

Firm authorisation

Authorisation

Cancelling an authorisation or registration

Check if a firm is authorised

How to apply for authorisation or registration

Regulated firms

All firms

Claims management companies

Consumer credit firms

Electronic money and payment institutions

Funeral plan providers and intermediaries

Innovation Hub

Mutual societies

Tasks for firms

Approved persons

Change in control

Fees and levies

Keeping your firm's information up to date

Principals and appointed representatives

Focus areas

AI: artificial intelligence in financial services

Consumer Duty

Cryptoassets

FCA support services for firms

Financial crime

Open banking and open finance

Senior Managers and Certification Regime

Regulatory Priorities reports

Our annual Regulatory Priorities reports provide specific key priorities for each sector.
Find out more
Markets
Primary markets

Forms and checklists

Knowledge Base

Listing applications, amendments, suspensions and cancellations

Regulatory Disclosures

The sponsor regime

Markets policy

About LIBOR transition

Data reporting services providers

Securitisation

UK EMIR

UK Securities Financing Transactions Regulation (UK SFTR)

Regulated markets

Benchmarks

Central securities depositories

Market abuse

How to report suspected market abuse as a firm or trading venue

How to report suspected market abuse as an individual

Market Abuse Regulation

Short selling

Exemptions from short-selling requirements

Notification and disclosure of net short positions

Short selling

Transaction reporting

Instrument reference data

Transaction reporting
Consumers
Our Consumer section

See our dedicated section to help you stay up-to-date with financial services in the UK.

Find out more

Your rights

Considering a defined benefit pension transfer

FCA Firm Checker

High risk investments

How to check a firm or individual is authorised

Information for victims of financial crime

Your rights with financial services

Complaints

Car finance claims

Complain about a regulator

How to claim compensation if a firm fails

How to complain

Using claims management companies

Scams

Crypto investment scams

Fake FCA communications

Loan fee fraud

Pension scams

Protect yourself from scams

Report a firm

Misleading financial promotions

Report a payment services or e-money firm

Report a scam

Unfair contracts

FCA Warning List

Find our most up-to-date warnings of firms and individuals running scams or operating without authorisation.

Read more
News
Sign up to receive daily alerts on the warnings we issue

Receive new and updated warnings in a daily email.

Sign up

News

Blogs

News stories

Press releases

Speeches

Statements

Warnings

Media centre

Inside FCA podcasts

Media library

Events

See all FCA events
Publications

Policy and guidance

Corporate documents

Notices and decisions

Data

Research

Forms

Open consultations

See our current open consultations and the deadlines for giving feedback.

Respond to our consultations

Publications

Home
Publications
Publications search results

Filter

Filter results

Policy and guidance

policy and guidance submenu

Calls for input

Consultation papers

Dear CEO letters

Discussion papers

Feedback statements

Finalised guidance

Good and poor practice

Guidance consultations

Handbook

Market studies

Multi-firm reviews

Newsletters

Policy statements

Portfolio letters

Regulatory priorities

Thematic reviews

Corporate

corporate submenu

Annual reports

Annual work programmes

Business plans

Corporate documents

Correspondence

Impact assessments

Meeting minutes

Memorandums of understanding

Notices and decisions

notices and decisions submenu

Cancellation notices

Decision notices

Final notices

LIBOR notices

Requirement notices

Supervisory notices

Temporary product interventions

Undertakings

Waivers and CRR notices

Warning notices

Data

Consumer data

FCA performance and operational data

Firm and market data

FOI releases

General insurance and protection

Investment management

Pensions and retirement income

Retail banking

Retail investments

Retail lending

Wholesale financial markets

Research

research submenu

External research

FCA research

Financial Lives

TechSprints

Forms

OPBAS

Primary market

Filter by topic

Topic tags

Financial crime

Historical publications

Historical publications

Show all

Filter by date

Date range

From

To

Filter by document type

Document type

PDF

Web page

Sort:

Search results

Sort by:

Edit publications search

Press to remove item Final notices

Clear all filters

Showing 2631 to 2640 of 3617 search results.

FSA Final Notice 2009: UBS AG [pdf]

Final notices

Published: 05/08/2009

Last modified: 14/06/2014

FSA Final Notice 2009: UBS AG
FSA Final Notice 2009: NHL - Grace Purdie [pdf]

Final notices

Published: 04/08/2009

Last modified: 14/06/2014

FSA Final Notice 2009: NHL - Grace Purdie
FSA Application Refusal 2009: Evergreen Estates (UK) Limited [pdf]

Final notices

Published: 01/08/2009

Last modified: 14/06/2014

FSA Application Refusal 2009: Evergreen Estates (UK) Limited
FSA Final Notice 2009: Meridian Loan Consultants [pdf]

Final notices

Published: 31/07/2009

Last modified: 14/06/2014

FSA Final Notice 2009: Meridian Loan Consultants
FSA Final Notice 2009: Cheshire Life & Pensions Consultants [pdf]

Final notices

Published: 30/07/2009

Last modified: 14/06/2014

FSA Final Notice 2009: Cheshire Life & Pensions Consultants
FSA Final Notice 2009: Stephen Neil Sanders [pdf]

Final notices

Published: 29/07/2009

Last modified: 14/06/2014

FSA Final Notice 2009: Stephen Neil Sanders
FSA Final Notice 2009: City Estates Mortgages Limited [pdf]

Final notices

Published: 23/07/2009

Last modified: 14/06/2014

FSA Final Notice 2009: City Estates Mortgages Limited
FSA Final Notice 2009: HSBC Actuaries and Consultants Limited [pdf]

Final notices

Published: 22/07/2009

Last modified: 14/06/2014

FSA Final Notice 2009: HSBC Actuaries and Consultants Limited
FSA Final Notice 2009: HSBC Life (UK) Limited [pdf]

Final notices

Published: 22/07/2009

Last modified: 14/06/2014

FSA Final Notice 2009: HSBC Life (UK) Limited
FSA Final Notice 2009: Graeme Watson Financial Services LLP [pdf]

Final notices

Published: 22/07/2009

Last modified: 14/06/2014

FSA Final Notice 2009: Graeme Watson Financial Services LLP

Previous page
Page 260
Page 261
Page 262
Page 263
Page 264 (Current)
Page 265
Page 266
Page 267
Page 268
Next page

Did you find what you were looking for?

Accessibility
Complain about us
Copyright notice
Corporate responsibility
Cymraeg
Freedom of information
Modern Slavery and Human Trafficking Statement
Privacy
Sitemap

Social

RSS Feed
LinkedIn
Twitter
Instagram

Registers and Systems Registers and Systems

My FCA
Financial Services Register
FCA Handbook
Connect
RegData
Online Invoicing System

Careers Careers

Careers home
Early careers
Experienced professionals

Contact Contact

FCA Head Office

12 Endeavour Square

London E20 1JN

Plain Numbers Working Together

Copyright © 2026 Financial Conduct Authority (FCA)

All rights reserved.

Back to top

Registered in England and Wales

(Company No. 01920623)