Publications

Showing 2631 to 2640 of 18804 search results.

2631. Notice of Decision 2025: Neil Chandler [pdf]

      Decision notices

      Published: 13/01/2025

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

2632. Notice of Decision 2025: Assured Autos Ltd [pdf]

      Decision notices

      Published: 13/01/2025

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

2633. Issuer contact details form [docx]

      Primary market

      Published: 13/01/2025

      This form is for use by issuers or those acting on their behalf to provide the FCA with contact details as required in the UK Listing Rules (UKLR).

2634. Notice of Decision 2025: Dash Car Sales Limited [pdf]

      Decision notices

      Published: 13/01/2025

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

2635. Information on S166 notices - January 2025

      FOI releases

      Published: 13/01/2025

      Last modified: 28/02/2025

      FCA provides information on S166 notices.

2636. Final Notice 2024: Mr Ahmed [pdf]

      Final notices

      Published: 10/01/2025

      The final notice refers to a failure to seek prior FCA approval when acquiring and disposing control of a regulated entity contrary to section 191(F)(1) and section 191(D) of FSMA. The proposed controller demonstrated a further lack of due care,

2637. CP25/1: Financial Services Compensation Scheme – Management Expenses Levy Limit 2025/26 [pdf]

      Consultation papers

      Published: 10/01/2025

      The FCA and PRA set out proposals for the Management Expenses Levy Limit for the Financial Services Compensation Scheme for 2025/26.

2638. Final Notice 2025: Arian Financial LLP [pdf]

      Final notices

      Published: 10/01/2025

      This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firm sector. This case was referred to the Upper Tribunal and a judgment was issued on 11 November 2024. We imposed a financial penalty.

2639. Notice of Decision 2025: Rhuddlan Golf Club [pdf]

      Decision notices

      Published: 10/01/2025

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

2640. Adroddiad Blynyddol a Chyfrifon 2023/24 [pdf]

      Annual reports

      Published: 10/01/2025

      FCA Adroddiad Blynyddol a Chyfrifon 2023/24 (ar gyfer y flwyddyn a ddaeth i ben ar 31 Mawrth 2024).