Publications

Showing 421 to 430 of 3614 search results.

421. Final Notice 2021: Anthony George [pdf]

     Final notices

     Published: 24/09/2021

     This Final Notice (Anthony George) refers to breaches of FIT relating to a lack of fitness/propriety and failing to be open and co-operative in the life insurance and mortgages sector. We imposed a prohibition and a public censure.

422. Final Notice 2021: Principal Claims Management Services Limited [pdf]

     Final notices

     Published: 17/09/2021

     This final notice (Principal Claims Management Services Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s

423. Final Notice 2021: Jon Frensham (formerly known as Jonathan James Hunt) [pdf]

     Final notices

     Published: 17/09/2021

     This Final Notice (Jon Frensham, formerly known as Jonathan James Hunt) refers to breaches of FIT by a financial adviser. We imposed a prohibition.

424. Final Notice 2021: Active Claims (UK) Ltd [pdf]

     Final notices

     Published: 16/09/2021

     This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator in the claims management sector. We refused the firm’s application for authorisation.

425. Final Notice 2021: Master FinCapital Limited [pdf]

     Final notices

     Published: 09/09/2021

     This final notice refers to failure to conduct regulated activities. We imposed a cancellation.

426. Final Notice 2021: Abacus Management Ltd [pdf]

     Final notices

     Published: 03/09/2021

     This final notice (Abacus Management Ltd) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for

427. Final Notice 2021: William Bernard Drinkwater [pdf]

     Final notices

     Published: 19/08/2021

     This final notice (William Bernard Drinkwater) refer to a failure to satisfy the Fit and Proper Test (FIT) and a failure to satisfy the suitability threshold condition (COND) in the consumer credit sector. We imposed cancellation and prohibition

428. Final Notice 2021: EMGLegal Limited [pdf]

     Final notices

     Published: 16/08/2021

     This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

429. Final Notice 2021: Prestige First Ltd [pdf]

     Final notices

     Published: 16/08/2021

     This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

430. Final Notice 2021: Express Vehicles Limited [pdf]

     Final notices

     Published: 05/08/2021

     Final notice to Express Vehicles Limited for failing to be open and co-operative and a lack of appropriate non-financial resources.