Publications

Showing 421 to 430 of 707 search results.

421. PS17/12: Implementing information prompts in the annuity market [pdf]

     Policy statements

     Published: 26/05/2017

     Feedback on CP16/37 and final rules

422. PS17/12: Implementing information prompts in the annuity market

     Policy statements

     Published: 26/05/2017

     Last modified: 11/07/2017

     This policy statement sets out our final rules which require firms to inform consumers how much they could gain from shopping around and switching provider, before they buy an annuity.

423. PS17/11: Review of appropriate qualification exam standards [pdf]

     Policy statements

     Published: 09/05/2017

     This Policy Statement sets out the final, updated appropriate exam standards for appropriate qualifications listed in the our training and competence sourcebook.

424. PS17/10: Remuneration in CRD IV firms [pdf]

     Policy statements

     Published: 03/05/2017

     In this Policy Statement we publish our final rules and guidance to help firms understand the rules that apply to their remuneration policies and practices.

425. PS17/9: Guidance on the duty of responsibility [pdf]

     Policy statements

     Published: 03/05/2017

     In this Policy Statement, we set out guidance in the Decision Procedure and Penalties Manual (DEPP) on how we will enforce the ‘duty of responsibility’.

426. PS17/7: Whistleblowing in UK branches of foreign banks [pdf]

     Policy statements

     Published: 03/05/2017

     This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.

427. PS17/8: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]

     Policy statements

     Published: 03/05/2017

     This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance

428. PS17/6: Disclosure rules following application of PRIIPs Regulation [pdf]

     Policy statements

     Published: 02/05/2017

     This Policy Statement sets out how our disclosure requirements will change to reflect the application of the PRIIPs Regulation.

429. PS17/6: Disclosure rules following application of PRIIPs Regulation

     Policy statements

     Published: 02/05/2017

     Last modified: 02/05/2017

     PS17/6: Disclosure rules following application of PRIIPs Regulation. Open consultation: CP16/18 Read more about Open consultation: CP16/18. 18/07/2016. Consultation closes. 19/09/2016. Policy statement. May 2017. May 2017. Policy statements First

430. PS17/15: FCA regulated fees and levies 2017/18

     Policy statements

     Published: 18/04/2017

     Last modified: 13/08/2021

     We are publishing our final 2017/18 regulatory fees and levies including feedback on CP17/12.