Publications

Showing 12001 to 12010 of 18851 search results.

12001. Impact assessment: Thematic review: Quality of debt management advice [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to the thematic review of quality of debt management advice. It has been verified by the Regulatory Policy Committee.

12002. Impact assessment: Smarter Communications: Removing ineffective disclosure requirements in our Handbook [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to Smarter Communications: Removing ineffective disclosure requirements in our Handbook. It has been verified by the Regulatory Policy Committee.

12003. Impact assessment: UKLA Technical Note: TN/701.3 Sponsors: Conflicts of interest [pdf]

       Impact assessments

       Published: 23/06/2017

       Last modified: 23/06/2017

       This impact assessment relates to TN/701.3 Sponsors: Conflicts of interest. It has been verified by the Regulatory Policy Committee.

12004. Impact assessment: UKLA Technical Note: TN/701.2 Sponsors: Conflicts of interest [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to TN/701.2 Sponsors: Conflicts of interest. It has been verified by the Regulatory Policy Committee.

12005. The FCA’s Welsh Language Scheme – Implementation Plan [pdf]

       Corporate documents

       Published: 23/06/2017

       Implementation plan for the FCA’s Welsh Language Scheme.

12006. Impact assessment: On the customer understanding of transactions – publication of findings [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to the publication of findings on the customer understanding of transactions . It has been verified by the Regulatory Policy Committee.

12007. Impact assessment: Embedding the Mortgage Market Review: Advice and Distribution (TR15/9) [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to the Mortgage Market Review. It has been verified by the Regulatory Policy Committee.

12008. Impact assessment: UKLA Technical Note: UKLA/TN/409.1 Master-feeder structures share classes [pdf]

       Impact assessments

       Published: 23/06/2017

       Last modified: 23/06/2017

       This impact assessment relates to UKLA/TN/409.1. It has been verified by the Regulatory Policy Committee.

12009. Impact assessment: Consumer Credit: Protecting your business from financial crime [pdf]

       Impact assessments

       Published: 23/06/2017

       Last modified: 23/06/2017

       This impact assessment relates to protecting your consumer credit business from financial crime. It has been verified by the Regulatory Policy Committee.

12010. Impact assessment: UKLA/PN/910.2 – Additional powers to supervise sponsors [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to UKLA/PN/910.2. It has been verified by the Regulatory Policy Committee.