Publications

Showing 12001 to 12010 of 18845 search results.

12001. Impact assessment: Embedding the Mortgage Market Review: Advice and Distribution (TR15/9) [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to the Mortgage Market Review. It has been verified by the Regulatory Policy Committee.

12002. Impact assessment: UKLA Technical Note: UKLA/TN/409.1 Master-feeder structures share classes [pdf]

       Impact assessments

       Published: 23/06/2017

       Last modified: 23/06/2017

       This impact assessment relates to UKLA/TN/409.1. It has been verified by the Regulatory Policy Committee.

12003. Impact assessment: Consumer Credit: Protecting your business from financial crime [pdf]

       Impact assessments

       Published: 23/06/2017

       Last modified: 23/06/2017

       This impact assessment relates to protecting your consumer credit business from financial crime. It has been verified by the Regulatory Policy Committee.

12004. Impact assessment: UKLA/PN/910.2 – Additional powers to supervise sponsors [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to UKLA/PN/910.2. It has been verified by the Regulatory Policy Committee.

12005. Impact assessment: UKLA Technical Note: UKLA/TN/407.1 Investment entities with multiple share classes [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to UKLA/TN/407.1. It has been verified by the Regulatory Policy Committee.

12006. Impact assessment: UKLA Technical Note - UKLA/TN/408.1 Eligibility of closed-ended investment funds [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to UKLA/TN/408.1. It has been verified by the Regulatory Policy Committee.

12007. Impact assessment: Review of the client assets regime for investment business (PS14/9) [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to Review of the client assets regime for investment business (PS14/9). It has been verified by the Regulatory Policy Committee.

12008. Cynllun Iaith Gymraeg yr FCA – Cynllun Gweithredu [pdf]

       Corporate documents

       Published: 23/06/2017

12009. Cynllun Iaith Gymraeg yr Awdurdod Ymddygiad Ariannol [pdf]

       Corporate documents

       Published: 23/06/2017

12010. Impact assessment: Finalised Guidance FG16/8 Fair treatment of long-standing customers in the life insurance sector and Thematic Review TR16/2 Fair treatment of long-standing customers in the life insurance sector [pdf]

       Impact assessments

       Published: 23/06/2017

       Last modified: 23/06/2017

       This impact assessment relates to Finalised Guidance FG16/8 and Thematic Review TR16/2. It has been verified by the Regulatory Policy Committee.