Publications

Showing 12011 to 12020 of 18851 search results.

12011. Impact assessment: UKLA Technical Note: UKLA/TN/407.1 Investment entities with multiple share classes [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to UKLA/TN/407.1. It has been verified by the Regulatory Policy Committee.

12012. Impact assessment: UKLA Technical Note - UKLA/TN/408.1 Eligibility of closed-ended investment funds [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to UKLA/TN/408.1. It has been verified by the Regulatory Policy Committee.

12013. Impact assessment: Review of the client assets regime for investment business (PS14/9) [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to Review of the client assets regime for investment business (PS14/9). It has been verified by the Regulatory Policy Committee.

12014. Cynllun Iaith Gymraeg yr FCA – Cynllun Gweithredu [pdf]

       Corporate documents

       Published: 23/06/2017

12015. Cynllun Iaith Gymraeg yr Awdurdod Ymddygiad Ariannol [pdf]

       Corporate documents

       Published: 23/06/2017

12016. Impact assessment: Finalised Guidance FG16/8 Fair treatment of long-standing customers in the life insurance sector and Thematic Review TR16/2 Fair treatment of long-standing customers in the life insurance sector [pdf]

       Impact assessments

       Published: 23/06/2017

       Last modified: 23/06/2017

       This impact assessment relates to Finalised Guidance FG16/8 and Thematic Review TR16/2. It has been verified by the Regulatory Policy Committee.

12017. Impact assessment: Guidance on the FCA’s approach to the review of insurance business transfers [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to Guidance on the FCA’s approach to the review of insurance business transfers. It has been verified by the Regulatory Policy Committee.

12018. Impact assessment: UKLA/TN/314.1 – Reverse takeover and uncapped consideration [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to UKLA/TN/314.1. It has been verified by the Regulatory Policy Committee.

12019. Impact assessment: Restrictions on the retail distribution of regulatory capital instruments (PS15/14) [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to the restrictions on the retail distribution of regulatory capital instruments (PS15/14). It has been verified by the Regulatory Policy Committee.

12020. Impact assessment: UKLA Technical Note - UKLA/TN/405.1 Fund management agreements and independence of the board [pdf]

       Impact assessments

       Published: 23/06/2017

       Last modified: 23/06/2017

       This impact assessment relates to UKLA/TN/405.1. It has been verified by the Regulatory Policy Committee.