Publications
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Impact assessment: Guidance on the FCA’s approach to the review of insurance business transfers [pdf]
This impact assessment relates to Guidance on the FCA’s approach to the review of insurance business transfers. It has been verified by the Regulatory Policy Committee. -
Impact assessment: UKLA/TN/314.1 – Reverse takeover and uncapped consideration [pdf]
This impact assessment relates to UKLA/TN/314.1. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Restrictions on the retail distribution of regulatory capital instruments (PS15/14) [pdf]
This impact assessment relates to the restrictions on the retail distribution of regulatory capital instruments (PS15/14). It has been verified by the Regulatory Policy Committee. -
Impact assessment: UKLA Technical Note - UKLA/TN/405.1 Fund management agreements and independence of the board [pdf]
This impact assessment relates to UKLA/TN/405.1. It has been verified by the Regulatory Policy Committee. -
Impact assessment: UKLA Technical Note: UKLA/TN/309.2 Related party transactions – Content of RIS announcement [pdf]
This impact assessment relates to UKLA/TN/309.2. It has been verified by the Regulatory Policy Committee. -
Impact assessment: UKLA/TN/312.1 – Shareholder votes in relation to hypothetical transactions [pdf]
This impact assessment relates to UKLA/TN/312.1. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Buy-to-let mortgages – implementing the Mortgage Credit Directive Order 2015 (PS15/11) [pdf]
This impact assessment relates to buy-to-let mortgages and the implementation of the Mortgage Credit Directive. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Minor Handbook changes related to home finance customers with a payment shortfall [pdf]
This impact assessment relates to minor Handbook changes related to home finance. It has been verified by the Regulatory Policy Committee. -
Impact assessment: UKLA/TN/712.2: Additional powers to supervise and discipline sponsors [pdf]
This impact assessment relates to UKLA/TN/712.2. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers (PS15/24) [pdf]
This impact assessment relates to Whistleblowing in deposit-takers, PRA-designated investment firms and insurers (PS15/24). It has been verified by the Regulatory Policy Committee.