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  1. Final Notice 2017: Padraig Keenan [pdf]

    Final notices

    Published: 02/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: JT Commercials [pdf]

    Final notices

    Published: 02/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2017: Andre Fridmann [pdf]

    Final notices

    Published: 02/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2017: Ashby Sales [pdf]

    Final notices

    Published: 02/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2017: Janice Maureen Tomlinson [pdf]

    Final notices

    Published: 02/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2017: HRS (Luton) Limited [pdf]

    Final notices

    Published: 02/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2017: Dale (83) Limited [pdf]

    Final notices

    Published: 02/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  8. PS17/6: Disclosure rules following application of PRIIPs Regulation [pdf]

    Policy statements

    Published: 02/05/2017

    This Policy Statement sets out how our disclosure requirements will change to reflect the application of the PRIIPs Regulation.

  9. FCA Q4 16/17 Number of skilled persons report commissioned [pdf]

    Data

    Published: 02/05/2017

    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  10. PS17/6: Disclosure rules following application of PRIIPs Regulation

    Policy statements

    Published: 02/05/2017

    Last modified: 02/05/2017

    PS17/6: Disclosure rules following application of PRIIPs Regulation. Open consultation: CP16/18 Read more about Open consultation: CP16/18. 18/07/2016. Consultation closes. 19/09/2016. Policy statement. May 2017. May 2017. Policy statements First
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