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Final Notice 2017: Dale (83) Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
PS17/6: Disclosure rules following application of PRIIPs Regulation [pdf]
This Policy Statement sets out how our disclosure requirements will change to reflect the application of the PRIIPs Regulation. -
FCA Q4 16/17 Number of skilled persons report commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
PS17/6: Disclosure rules following application of PRIIPs Regulation
PS17/6: Disclosure rules following application of PRIIPs Regulation. Open consultation: CP16/18 Read more about Open consultation: CP16/18. 18/07/2016. Consultation closes. 19/09/2016. Policy statement. May 2017. May 2017. Policy statements First -
Handbook Notice 43 [pdf]
This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 27 April 2017. Additionally, this Notice contains information about other publications relating to -
FOI5005 response [pdf]
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FOI5022 response [pdf]
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FOI5013 response [pdf]
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FOI5003 response [pdf]
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FOI4986 response [pdf]