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Final Notice 2017: Ann Burke [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Central Auto Care Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Home Systems AV LLP [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Skilled person panel lot descriptions [pdf]
Descriptions for skilled person panel Lots. -
Minutes of the MiFID II implementation: Trade Association Roundtable, February 2017 [pdf]
From the meeting held on 23 February 2017. -
Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]
From the meeting held on 22 November 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]
From the meeting held on 14 November 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]
From the meeting held on 6 December 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]
From the meeting held on 6 October 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, January 2017 [pdf]
From the meeting held on 26 January 2017.