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Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]
From the meeting held on 14 November 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]
From the meeting held on 6 December 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]
From the meeting held on 6 October 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, January 2017 [pdf]
From the meeting held on 26 January 2017. -
PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I
PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I. Open consultation: CP15/43 Read more about Open consultation: CP15/43. 15/12/2015. Open consultation: CP16/19 Read more about Open consultation: CP16/19. -
PS17/17: PSR regulatory fees 2017/18
This FCA sets its final decision, in conjunction with the PSR, on the rates for PSR regulatory fees for 2017/18. -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
Guidance Consultation - UKLA Procedural Note 911.1 - Substitution of issuer of debt securities [PDF] [pdf]
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UKLA Technical Note 713.1 - Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]
This Technical Note sets out guidance for sponsors on applying Listing Rule 8.3.5R (1) to their obligations under LR8. -
UKLA Technical Note 634.1 - Financial information on guarantors in debt prospectuses and requests for omission [PDF] [pdf]