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FCA Board minutes: 1 May 2025 [pdf]
Minutes of 1 May Board meeting. -
FCA IAAT licensing agreement [pdf]
Read this Agreement carefully before accessing or using the IAAT. -
Notice of Decision 2025: Mark Gebhard [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Instructions for Investment Advice Assessment Tool (IAAT) [pdf]
The IAAT template and instructions must only be used for the purposes set out in the IAAT Licensing Agreement and no other purpose and must be used in accordance with the FCA’s instructions. -
Final Notice 2025: DGH Capital Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND 2.5) and the rules set out in rules set out in FEES and SUP. We imposed a cancellation. -
Application form for an MLR Individual at a cryptoasset business [pdf]
Applying to register under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (as amended) -
Final Notice 2025: Simon Colin James Olver [pdf]
This Final Notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition. -
Final Notice 2025: Car KIngdom Ltd Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND 2.5) and the rules set out in rules set out in FEES and SUP. We imposed a cancellation. -
Investment Advice Assessment Tool [xlsx]
Our Investment Advice Assessment Tool -
Application form for an MLR Individual at a cryptoasset business [pdf]
The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 – MLR Individual Form