Publications

Showing 4681 to 4690 of 18809 search results.

4681. Final Notice 2023: Mark Anthony Jensen [pdf]

      Final notices

      Published: 13/11/2023

      This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

4682. Notice of Decision 2023: AP Paper Supplies Limited [pdf]

      Decision notices

      Published: 13/11/2023

      Last modified: 10/01/2024

      This Notice of Decision (AP Paper Supplies Limited) refers to a failure to carry on regulated activity. We imposed a cancellation.

4683. IRHPs: Detailed Grounds of Defence [pdf]

      Corporate documents

      Published: 10/11/2023

      Independent review into the supervisory intervention on Interest Rate Hedging Products: Detailed Grounds of Defence.

4684. Register Data TechSprint

      TechSprints

      Published: 09/11/2023

      Last modified: 02/12/2025

      In May 2023, the FCA hosted its TechSprint working with industry participants to better understand how its register data can be structured or utilised to help consumers make more informed financial decisions.

4685. FCA Board Minutes: 28 September 2023 [pdf]

      Meeting minutes

      Published: 09/11/2023

      Minutes of the FCA Board meeting held on 28 September 2023.

4686. Notice of Decision 2023: MKL Finance Ltd [pdf]

      Decision notices

      Published: 08/11/2023

      This Notice of Decision (MKL Finance Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

4687. Notice of Decision 2023: Eco Home Care Limited [pdf]

      Decision notices

      Published: 08/11/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4688. Notice of Decision 2023: Alexandra Health Care Limited [pdf]

      Decision notices

      Published: 08/11/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4689. Dear CEO letter: FCA expectations for wealth management & stockbroking firms [pdf]

      Portfolio letters

      Published: 08/11/2023

      Portfolio letter to firms as a result of the PSF.

4690. Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)

      Multi-firm reviews

      Published: 07/11/2023

      Last modified: 03/12/2025

      This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly.