Publications

Showing 4681 to 4690 of 18805 search results.

4681. FCA Board Minutes: 28 September 2023 [pdf]

      Meeting minutes

      Published: 09/11/2023

      Minutes of the FCA Board meeting held on 28 September 2023.

4682. Notice of Decision 2023: MKL Finance Ltd [pdf]

      Decision notices

      Published: 08/11/2023

      This Notice of Decision (MKL Finance Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

4683. Notice of Decision 2023: Eco Home Care Limited [pdf]

      Decision notices

      Published: 08/11/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4684. Notice of Decision 2023: Alexandra Health Care Limited [pdf]

      Decision notices

      Published: 08/11/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4685. Dear CEO letter: FCA expectations for wealth management & stockbroking firms [pdf]

      Portfolio letters

      Published: 08/11/2023

      Portfolio letter to firms as a result of the PSF.

4686. Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)

      Multi-firm reviews

      Published: 07/11/2023

      Last modified: 03/12/2025

      This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly.

4687. Financial Promotion Annex for firms with existing New Authorisation in progress [docx]

      Forms

      Published: 06/11/2023

      Last modified: 06/11/2023

      Form to be used by applicants who wish to add Financial Promotions to their existing New Authorisation Application

4688. DP23/4: Regulating cryptoassets Phase 1: Stablecoins [pdf]

      Discussion papers

      Published: 06/11/2023

      DP23/4: Regulating cryptoassets Phase 1: Stablecoins.

4689. Notice of Decision 2023 : HG Motors Ltd [pdf]

      Decision notices

      Published: 06/11/2023

      This notice of decision refers to a failure to carry out regulated activities. We imposed a cancellation.

4690. Financial Promotions Annex notes [docx]

      Forms

      Published: 06/11/2023

      Notes to be used when a Dual Reg applicant is wanting to add Financial Promotions to their New Authorisation application